Senior VP, BRCM Conduct & NFR
UOB · Central Region (City Area)
Full-timeonsiteseniorOtherOther
รายละเอียดงาน / Description
Based in Singapore, this senior leadership role involves designing and leading the strategic vision for financial advisory frameworks, ensuring compliance with regulatory requirements and business objectives. The position drives compliance initiatives, shapes policies, and supports advisors in delivering exceptional client experiences while adhering to local regulations. It also provides expert advice on operational risk and conduct issues, overseeing risk assessments and controls.
หน้าที่ความรับผิดชอบ / Responsibilities
- Lead strategic vision for financial advisory frameworks and regulatory compliance
- Drive compliance initiatives aligned with fiduciary responsibilities and best practices
- Shape policies and strategies for compliant client experiences
- Provide advice on operational risk and conduct issues
- Oversee risk assessment, controls, and reporting
- Manage audit and compliance reviews, driving remediation
คุณสมบัติ / Qualifications
- Over 12 years of experience in financial services, compliance, or advisory roles
- Bachelor's degree in finance, business, or law
- Extensive knowledge of financial regulations and compliance frameworks
- Strong strategic thinking and leadership skills for cross-functional initiatives
- Proficiency in data analysis and reporting tools
- Exceptional attention to detail and proactive problem-solving
ทักษะที่ต้องการ / Required skills
- Financial Advisory Act (FAA)
- Regulatory Compliance
- Operational Risk Management
- Risk Culture
- Conduct Risk
- Data Analysis
- Leadership
- Strategic Thinking
- Stakeholder Engagement
- Negotiation
ทักษะเพิ่มเติม / Nice to have
- Mandarin